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Market Risk.
Special risks are associated with each type of security or investment vehicle. The price of the shares of the security and income generated from that security can go down as well as up and you may not get back the full amount that you invested. Past performance is no guarantee for future performance. Certain securities or funds that are diversified or hold many different investments with different characteristics are subject to change. Currency fluctuations and interest rates may affect the value of domestic and overseas investments. Investors should take into consideration the risks associated with the regions of the world your investment is associated with.
All investments may be subject to currency fluctuations, interest rates, economic instability and political developments. Investments in developing markets involve a heightened risk related to the same factors, in addition to those associated with smaller size and lesser liquidity. Further, smaller company stocks have historically exhibited greater volatility than larger-company stocks, particularly over the short term.
Contents of this website.
The reader or investor should not assume that investments in the securities listed were or will be profitable. The information provided on this web site does not constitute or form part of any offer for shares of the securities noted or an invitation to invest in such shares. Investments in any of the securities listed can only be made on the basis of the securities most recent prospectus. Offshore funds may not be offered or sold to citizens or residents of the United States of America. Current performance may be lower or higher than the performance data quoted. Before investing, consider the funds' investment objectives, risks, charges and expenses carefully. This and other information is available in the prospectus. Please also consult with your professional advisor for current performance before investing.
Privacy Policy and Disclosure.
This notice describes the Privacy Policy of Brookville Capital Partners LLC (“BCP”) regarding how BCP handles and protects personal information that it collects about individuals who are prospective, current, or former clients.
Maintaining your privacy is of utmost importance to BCP.
Personal Information
In the normal course of providing you with brokerage services, BCP collects your personal information, as necessary, to provide you with such services. This information includes:
• Personal information, which may consist of name(s), address, social security number or tax identification number, phone number, occupation, net worth, income, personal investment(s) and other non-public personal information we receive from you on applications or other forms you complete
• Account information including account balances, positions and securities transactions.
• Information we received from a consumer reporting agency, such as your credit bureau reports and other information relating to your creditworthiness.
Safeguarding Personal Information
BCP limits access to Personal Information to those individuals who need to know that information in order to service your account. These individuals are required to maintain and protect the confidentiality of Personal Information. BCP maintains physical, electronic and procedural safeguards to protect Personal Information.
Sharing Personal Information with Affiliates
BCP may share Personal Information with its affiliates for business purposes, such as to facilitate the servicing of your account(s). In addition, Personal Information maintained in electronic files on BCP’s IT system may be backed-up or otherwise accessed by the IT Administrator.
Sharing Personal Information with Third Parties
BCP may share Personal Information as described above with a non-affiliated third party if the entity is under contract to perform transaction processing or servicing on behalf of BCP, as instructed by you and as otherwise permitted by law. Any such contract entered into by BCP will include provisions designed to ensure that the third party will uphold and maintain privacy standards when handling Personal Information. BCP may also disclose Personal Information to regulatory authorities as required by applicable law.
Except as described in this Privacy Notice, BCP will not use Personal Information for any other purpose unless BCP describes how such Personal Information will be used and your prior written consent is obtained.
If you have any questions or concerns about your Personal Information or this Privacy Notice, please contact us at (516) 349-0300.
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Terms and Conditions.
The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject BCP or its affiliates to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by BCP or its affiliates to buy or sell any securities, futures, options or other financial instruments or provide any investment advice or service.
Disclaimer of Warranty and Limitation of Liability
The information, products and services on this site are provided on an “AS IS", “WHERE IS” and “WHERE AVAILABLE” basis. BCP does not warrant the accuracy of the materials provided herein, either expressly or impliedly, for any particular purpose and expressly disclaims any warranties of merchantability or fitness for a particular purpose. BCP will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site. Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, BCP cannot and does not guarantee the accuracy, validity, timeliness or completeness of any information or data made available to you for any particular purpose. Without limiting the foregoing, none of BCP, its affiliates, directors, officers or employees, or any third party vendor will be responsible for, or have liability with respect to, any information or materials posted by others, including, without limitation, defamatory, offensive or illicit material, or any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of BCP or of any vendor providing software or services support. In no event will BCP, its affiliates or any such parties be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if BCP or any other party have been advised of the possibility thereof.
Should you leave this site via a link contained herein, and view content that is not provided by BCP, you do so at your own risk. Such content will not have been developed, checked for accuracy, or otherwise reviewed by BCP and we are not responsible for damages or losses caused by any delays, defects or omissions that may exist in the services, information or other content provided in such site, whether actual, alleged, consequential or punitive. BCP makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party, including, without limitation, the accuracy, subject matter, quality or timeliness of any electronic content. You should also be aware that the terms and conditions of such site and such site’s privacy policy may be different from those applicable to your use of this site.
.Proprietary Rights
All right, title and interest in this site and any content contained herein is the exclusive property of BCP, except as otherwise stated. This site is for your personal and non-commercial use only. You may not modify, copy, distribute, transmit, display, perform, reproduce, publish, license, frame, create derivative works from, transfer, or otherwise use in whole or in part any information, software, products or services obtained from this site, except for the purposes expressly provided herein, without BCP’s prior written approval. If you download any information or software from this site, you agree that you will not copy it or remove or obscure any copyright or other notices or legends contained in any such information.
Choice of Law
Your continued use of this site constitutes your agreement to the terms and conditions contained above. Such agreement shall be governed by and construed in accordance with the laws of the State of New York, without regard to conflicts of laws provisions. Sole and exclusive jurisdiction for any action or proceeding arising out of or related to this agreement shall be in an appropriate state or federal court in the County of New York or the County of Nassau, State of New York and the parties unconditionally waive their respective rights to a jury trial.
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Business Continuity Plan.
Brookville Capital Partners LLC has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Contacting Us- If after a significant business disruption you cannot contact us as you usually do at the office where your account is domiciled, you should call our alternative number 888-391-4727 or go to our web site at www.brookvillecp.com. If you cannot access us through either of those means, you should contact our clearing firm, Legent Clearing, at 402-384-6100 or go their web site at www.legentclearing.com for instructions on how it may provide prompt access to your funds and securities, enter orders and process other trade-related, cash, and security transfer transactions for your account(s).
Our Business Continuity Plan — We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
Our business continuity plan addresses: data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.
Our clearing firm, Legent Clearing, backs up our important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, we have been advised by Legent Clearing that its objective is to restore its own operations and be able to complete existing transactions and accept new transactions and payments within four (4) hours. Your orders and requests for funds and securities could be delayed during this period.
Varying Disruptions — Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within four (4) hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within four (4) hours. In either situation, we plan to continue in business, transfer operations to our clearing firm if necessary, and notify you through our web site at www.brookvillecp.com or our customer emergency number, 888 391-4727. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.
For more information — If you have questions about our business continuity planning, you can contact us at 516-349-0300 or by e-mail at inquiries@brookvillecp.com.
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Work with Brookville.
We’re always looking for the best and brightest to join our growing, dynamic team of client-focused professionals.
Contact Us.
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Brookville Capital Partners LLC
384 RXR Plaza
Uniondale, NY 11556
Phone: 516-349-0300
Toll Free: 888-391-4727
Facsimile: 516-349-7393